Practical Guides and Resources for Brokers
Clear, practical information to help brokers and small financial firms manage client relationships, streamline operations, and stay informed on industry practices.
What We Cover
Brokers Direct provides general information across key operational areas that matter to independent brokers and small financial services firms.
Client Onboarding
Structured approaches to gathering client information, setting expectations, and establishing professional relationships from day one.
Documentation Practices
Best practices for requesting, organizing, and securely handling client documents throughout the engagement lifecycle.
Compliance Basics
General information on regulatory considerations, record-keeping requirements, and operational standards for financial services.
Web Presence
Practical guidance on website performance, security basics, and maintaining a professional online presence for your practice.
Landlord Insurance Overview
General information about landlord insurance coverage types, common considerations, and documentation typically involved.
Templates & Checklists
Practical templates and checklists designed to help streamline common broker workflows and client interactions.
Featured Resources
Start with these essential guides and resources covering the most common areas brokers need to address.
Landlord Insurance Guide
Comprehensive overview of landlord insurance coverage types, common exclusions, and documentation requirements for brokers.
Read guideBroker Templates & Checklists
Practical templates for client onboarding, document requests, renewal preparation, and website planning.
View templatesClient Onboarding Checklist
Step-by-step process for bringing new clients on board efficiently while meeting compliance requirements.
Read guideSecure Document Sharing
Best practices for securely requesting, receiving, and storing sensitive client documents in your practice.
Read guideWebsite Performance Basics
Essential performance optimizations for broker websites that improve user experience and credibility.
Read guideBrowse All Resources
Explore our complete collection of guides, templates, and reference materials for brokers.
View allRecently Reviewed
View all updatesClient Onboarding Checklist
Updated compliance section with current regulatory references.
Landlord Insurance Guide
Expanded coverage types section and added claims readiness checklist.
Secure Document Sharing
Added new section on encryption best practices for client files.
Clear, Practical Information
Our guides are written for working brokers who need actionable information without the jargon. All content is reviewed regularly to maintain accuracy.
Regularly Reviewed
Content checked and updated to reflect current practices
Plain Language
Clear explanations without unnecessary technical jargon
Structured Content
Organised guides with checklists and practical steps
General Information
Educational content, not personalised advice
Ready to Get Started?
Explore our guides and resources to find practical information for your brokerage practice.